The Securities Industry Licensing Course
Posted by admin on March 29th, 2010
 The Securities Industry-New York Institute of Finance by Allan H. Pessin (Salomon Brothers) and Ronald D. Hyman, (Ronald D. Hyman, Ed. D. Rutgers University) ISBN 013798801-xSince 1969, the Securities Training Corporation (STC) has helped more than 750,000 individuals shape their future by preparing them for examinations in the securities and financial industries.
This is the Securities Licensing Course
You receive the finest study materials and prep tests, to help you prepare for your qualifying exam. This course contains the following: 1. Volume 1 Loose leaf Text- 2. Workbook for Volume 1 -This covers: A. Federal Reserve Banking System B. Fundamentals of Corporate Finance C. Debt Securities D. Accounting & Financial Statement Analysis E. Mechanics of Distributing Securities F. Fundamentals of Taxation 3. Volume 11 Loose leaf Text 4. Workbook for Volume 11- This covers: A. Over-The-Counter Transactions B. Rules of Fair Practice and Uniform Practice Code C. Investment Companies D. Administration of the New York Stock Exchange, Inc. E. NYSE Orders and Round-Lot Transactions F. Stock Exchange Transactions 5. Volume 111 Loose leaf Text 6. Workbook for Volume 111-This covers: A. Securities Options B. Securities Exchange Act C. Extending Credit D. Processing Securities Transactions E. Principles of Technical Analysis F. Opening and Conducting Customer Accounts 7. Instruction Manual with three Examinations 8. Glossary of Terms These materials are designed with chapter tests and volume examinations to prepare the trainee for the General Securities Examination. It is comprised of eighteen chapters. Each of the 3 volumes contains 6 of these chapters. A student would study the chapters in sequence beginning with volume 1. Then it is advised that the student complete all the practice exercises in each chapter. After studying each chapter, the student should turn to the appropriate workbook and do the following: 1. Read over the terms at the beginning of the workbook material 2. Take all practice quizzes and review each incorrect answer. For the convenience of the student, every response is keyed back to the text. 4. Take the 20 question multiple choice chapter test. This course will prepare you for the Series 7
Hardcover-3 volumes + 3 workbooks with test questions-New Interior of books clean and unmarked, with a tight binding. Books are in Very Good Condition. Like New Interior. |
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